Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2024)
    • CF30 Customer (28 Oct 2019 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (2 Nov 2016 to 20 May 2019)
    • CF30 Customer (14 Oct 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.