Dharmesh Patel

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (24 May 2021 to 5 Oct 2021)
    • [FCA CF] Client dealing (5 Apr 2017 to 27 Mar 2022)
    • CF30 Customer (21 Sep 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (24 May 2021 to 5 Oct 2021)
    • [FCA CF] Client dealing (5 Apr 2017 to 27 Mar 2022)
    • CF30 Customer (4 Oct 2010 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 26 Aug 2010)
    • CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.