Dharmesh Mistry

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 19 Jul 2021)
    • CF1 Director (AR) (since 1 Jul 2021)
    • CF30 Customer (since 1 Jul 2021)
  • Sunnymead Financial Planning Ltd

    FRN 951640

    • (1)Employed By (since 1 Jul 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (12 Apr 2019 to 31 May 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (22 Jun 2017 to 3 Jan 2019)
  • OneDome Capital Ltd (no longer approved here)

    FRN 582895

    • (21)Employed By (22 Jun 2017 to 3 Jan 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 6 Jul 2012)
    • CF22 Investment Adviser (Trainee) (27 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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