Dharam Raval

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lending Choice Limited

    FRN 1010891

    • SMF16 Compliance Oversight (since 26 Sep 2024)
    • SMF3 Executive Director (since 2 Sep 2024)
    • Responsibility for MCD Intermediation (since 2 Sep 2024)
  • TMG Direct Limited (no longer approved here)

    FRN 786245

    • [FCA CF] Functions requiring qualifications (16 Jan 2024 to 27 Aug 2024)
    • CF1 Director (AR) (2 Dec 2023 to 22 Aug 2024)
  • OPTIMUM COMMERCIAL SOLUTIONS LTD (no longer approved here)

    FRN 808754

    • CF1 Director (AR) (25 Aug 2022 to 23 Nov 2023)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Sep 2024)
    • CF1 Director (AR) (3 Oct 2019 to 1 Sep 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2021)
    • CF1 Director (AR) (26 Jun 2019 to 30 Jun 2021)
    • CF30 Customer (26 Jun 2019 to 30 Jun 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (6 Nov 2017 to 27 Feb 2019)
  • UK Mortgage Helpline Limited (no longer approved here)

    FRN 790613

    • Employed By (6 Nov 2017 to 27 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

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