Dexter Lloyd Equagoo-Cockle

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Worldwide Financial Planning Ltd (no longer approved here)
FRN 440668
- [FCA CF] Functions requiring qualifications (5 Feb 2020 to 22 Sep 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2022)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2020)
- CF30 Customer (20 Sep 2018 to 31 Jan 2020)
Morris Trice Associates Ltd (no longer approved here)
FRN 528398
- (1)Employed By (20 Sep 2018 to 31 Jan 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (7 Feb 2018 to 31 Aug 2018)
Copper Rock Financial Planning LLP (no longer approved here)
FRN 728813
- Employed By (7 Feb 2018 to 31 Jan 2020)
AFWM Limited (no longer approved here)
FRN 607283
- CF30 Customer (12 Jul 2017 to 2 Feb 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.