Dewi Lloyd-Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Jun 2021)
    • [FCA CF] Client dealing (since 30 Jun 2021)
  • West Wales Financial Services Ltd (no longer approved here)

    FRN 225021

    • Employed By (7 Apr 2009 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (10 Apr 2003 to 20 Oct 2004)
  • Cyfri Cyfyngedig (no longer approved here)

    FRN 171029

    • Employed By (10 Apr 2003 to 20 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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