Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Jan 2026)
  • Prosperis Limited (no longer approved here)

    FRN 223586

    • [FCA CF] Client dealing (3 Jul 2024 to 20 Oct 2025)
    • [FCA CF] Functions requiring qualifications (3 Jul 2024 to 20 Oct 2025)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • [FCA CF] Client dealing (6 Jul 2023 to 26 Apr 2024)
    • [FCA CF] Functions requiring qualifications (6 Jul 2023 to 26 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

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