Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 14 Mar 2014)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
-
Ambasna Wealth Solutions LLP
FRN 214921
- (2)Employed By (since 26 Feb 2004)
- (5)Employed By (1 Dec 2001 to 8 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Ambasna Wealth Solutions LLP
-
controlled function added: (5)Employed By at Ambasna Wealth Solutions LLP
-
controlled function added: (2)Employed By at Ambasna Wealth Solutions LLP