Deven Yagnic

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deven Yagnic Limited

    FRN 954615

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
    • Responsible for Insurance Distribution (since 1 Dec 2021)
    • SMF16 Compliance Oversight (since 1 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2021)
    • SMF3 Executive Director (since 1 Dec 2021)
    • [FCA CF] Client dealing (since 1 Dec 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Dec 2021)
    • CF1 Director (AR) (27 Jan 2017 to 30 Sep 2021)
    • CF30 Customer (27 Jan 2017 to 30 Sep 2021)
  • Deven Yagnic Limited (no longer approved here)

    FRN 528714

    • Employed By (23 May 2018 to 30 Sep 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (22 Jul 2013 to 30 Sep 2015)
    • CF30 Customer (4 Aug 2010 to 30 Sep 2015)
  • Johnson Fleming Ltd (no longer approved here)

    FRN 215110

    • (12)Employed By (10 May 2005 to 9 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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