Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 25 Jul 2023)
    • [FCA CF] Manager of certification employee (since 29 Jul 2020)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (8 Sep 2016 to 1 Mar 2022)
    • CF30 Customer (20 Apr 2010 to 6 Mar 2016)
    • [FCA CF] Material risk taker (since 25 Jul 2023)
    • [FCA CF] Manager of certification employee (since 29 Jul 2020)
    • [FCA CF] Client dealing (since 7 Sep 2016)
  • Bank of America Europe DAC (no longer approved here)

    FRN 989014

    • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
    • [FCA CF] Client dealing (1 Nov 2023 to 24 Apr 2026)
    • [FCA CF] Manager of certification employee (1 Nov 2023 to 24 Apr 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.