Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 25 Jul 2023)
- [FCA CF] Manager of certification employee (since 29 Jul 2020)
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Material risk taker (8 Sep 2016 to 1 Mar 2022)
- CF30 Customer (20 Apr 2010 to 6 Mar 2016)
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 25 Jul 2023)
- [FCA CF] Manager of certification employee (since 29 Jul 2020)
- [FCA CF] Client dealing (since 7 Sep 2016)
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- [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
- [FCA CF] Client dealing (1 Nov 2023 to 24 Apr 2026)
- [FCA CF] Manager of certification employee (1 Nov 2023 to 24 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.