Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 21 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 21 Jan 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 15 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (8 Feb 2022 to 22 Sep 2025)
    • CF30 Customer (7 Feb 2022 to 22 Sep 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (18 Mar 2021 to 23 Jul 2021)
    • CF30 Customer (17 Mar 2021 to 23 Jul 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 21 Aug 2013)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.