Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Perspective (North West) Limited
FRN 229808
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 21 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 21 Jan 2026)
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PERSPECTIVE (SOUTH EAST) LIMITED
FRN 178690
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 15 Mar 2024)
- [FCA CF] Functions requiring qualifications (since 15 Mar 2024)
- Appointed representative dealing with clients for which they require qualification (8 Feb 2022 to 22 Sep 2025)
- CF30 Customer (7 Feb 2022 to 22 Sep 2025)
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- Appointed representative dealing with clients for which they require qualification (18 Mar 2021 to 23 Jul 2021)
- CF30 Customer (17 Mar 2021 to 23 Jul 2021)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Nov 2019)
- CF30 Customer (1 Nov 2007 to 21 Aug 2013)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.