Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Imperial Capital (International) LLP
FRN 581374
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 Jan 2013 to 8 Dec 2019)
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- CF30 Customer (7 Oct 2011 to 2 Jan 2013)
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- CF30 Customer (27 Mar 2009 to 19 Jul 2010)
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- CF30 Customer (1 Nov 2007 to 1 Jan 2009)
- CF4 Partner (13 Feb 2007 to 1 Jan 2009)
- CF27 Investment Management (6 Apr 2006 to 31 Oct 2007)
- CF26 Customer Trading (14 Dec 2005 to 6 Apr 2006)
- CF21 Investment Adviser (8 Dec 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (16 Sep 2003 to 17 Nov 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.