Desmond Geoffrey Butler

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 26 Apr 2024)
    • CF1 Director (AR) (since 11 Apr 2024)
    • CF30 Customer (since 11 Apr 2024)
  • Aerarium Financial Solutions Ltd

    FRN 935445

    • (1)Employed By (since 11 Apr 2024)
    • (1)Employed By (11 Nov 2020 to 31 Mar 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (17 Dec 2020 to 31 Mar 2024)
    • CF30 Customer (11 Nov 2020 to 31 Mar 2024)
    • CF1 Director (AR) (11 Nov 2020 to 31 Mar 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (13 Aug 2013 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 11 Jun 2013)
    • CF21 Investment Adviser (25 Jun 2002 to 1 Dec 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Aerarium Financial Solutions Ltd

  2. controlled function added: (1)Employed By at Aerarium Financial Solutions Ltd