Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Manager of certification employee (since 11 Nov 2025)
- [FCA CF] Material risk taker (since 18 Jan 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Jan 2021)
- [FCA CF] Client dealing (since 14 Nov 2016)
- [FCA CF] Manager of certification employee (1 Sep 2017 to 15 Aug 2023)
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- CF30 Customer (14 Dec 2010 to 6 Mar 2016)
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- CF30 Customer (21 Jul 2009 to 3 Dec 2010)
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- CF30 Customer (1 Nov 2007 to 3 Dec 2010)
- CF21 Investment Adviser (25 Sep 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 25 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.