Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 11 Nov 2025)
    • [FCA CF] Material risk taker (since 18 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Jan 2021)
    • [FCA CF] Client dealing (since 14 Nov 2016)
    • [FCA CF] Manager of certification employee (1 Sep 2017 to 15 Aug 2023)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (14 Dec 2010 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (21 Jul 2009 to 3 Dec 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 3 Dec 2010)
    • CF21 Investment Adviser (25 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 25 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.