Derrick William Dunne

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gale and Phillipson Investment Services Ltd
FRN 431387
- Responsible for Insurance Distribution (since 14 Nov 2023)
- SMF1 Chief Executive (since 14 Nov 2023)
- SMF3 Executive Director (since 14 Nov 2023)
YOU Asset Management Limited
FRN 543459
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (27 Jun 2018 to 8 Dec 2019)
- CF30 Customer (27 Jun 2018 to 8 Dec 2019)
- CF1 Director (27 Jun 2018 to 8 Dec 2019)
Sanlam Investments UK Limited (no longer approved here)
FRN 459237
- CF30 Customer (1 Nov 2007 to 18 Nov 2016)
- CF1 Director (18 Jan 2007 to 18 Nov 2016)
- CF11 Money Laundering Reporting (18 Jan 2007 to 28 Feb 2011)
- CF10 Compliance Oversight (18 Jan 2007 to 28 Feb 2011)
- CF27 Investment Management (18 Jan 2007 to 31 Oct 2007)
- CF3 Chief Executive (18 Jan 2007 to 18 Nov 2016)
- CF8 Apportionment and Oversight (18 Jan 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.