Derrick Arthur Smith

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oury Clark (no longer approved here)

    FRN 100556

    • SMF27 Partner (9 Dec 2019 to 21 Oct 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Oct 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Oct 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 21 Oct 2021)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (31 Aug 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.