Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 8 Sep 2022)
- [PRA CF] Managing a material risk taker (since 13 Apr 2022)
- [FCA CF] Manager of certification employee (since 13 Oct 2016)
- [FCA CF] Client dealing (since 13 Oct 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2016)
- [PRA CF] Managing a material risk taker (13 Oct 2016 to 16 Sep 2021)
- CF30 Customer (28 Jun 2012 to 6 Mar 2016)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Significant management (since 8 Sep 2022)
- [PRA CF] Managing a material risk taker (since 13 Apr 2022)
- [FCA CF] Manager of certification employee (since 13 Apr 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Jul 2018)
- [FCA CF] Manager of certification employee (6 Mar 2019 to 9 Sep 2021)
- [PRA CF] Managing a material risk taker (6 Mar 2019 to 16 Sep 2021)
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- CF30 Customer (1 Nov 2007 to 10 Dec 2008)
- CF21 Investment Adviser (29 Mar 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.