Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • SMF24 Chief Operations (14 Sep 2018 to 29 Jul 2022)
    • SMF1 Chief Executive (7 Mar 2016 to 29 Jul 2022)
    • CF3 Chief Executive (13 Aug 2015 to 6 Mar 2016)
    • CF29 Significant management (20 Feb 2009 to 6 Mar 2016)
    • CF28 Systems and controls (11 Feb 2009 to 6 Mar 2016)
    • CF1 Director (11 Feb 2009 to 6 Mar 2016)
  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 30 Mar 2016)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 5 Jan 2018)
    • CF2 Non Executive Director (4 Mar 2016 to 6 Mar 2016)
    • CF1 Director (11 Feb 2009 to 4 Mar 2016)
    • CF28 Systems and controls (11 Feb 2009 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF28 Systems and controls (1 Apr 2015 to 6 Mar 2016)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF29 Significant management (11 Feb 2009 to 6 Dec 2013)
    • CF28 Systems and controls (11 Feb 2009 to 6 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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