Dermot Henry Griffin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jade Independent Financial Advisors Limited (no longer approved here)

    FRN 196503

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (15 Jan 2004 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (8 Oct 2003 to 2 Jan 2004)
    • CF22 Investment Adviser (Trainee) (30 Jun 2003 to 8 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.