Derek Varty

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- [FCA CF] Client dealing (5 Apr 2024 to 9 Jan 2026)
- [FCA CF] Functions requiring qualifications (5 Apr 2024 to 9 Jan 2026)
Prudent Financial Management (no longer approved here)
FRN 194756
- (10)Employed By (29 Nov 2002 to 8 Dec 2019)
Insurance Management Group (no longer approved here)
FRN 176977
- (6)Employed By (10 May 2001 to 5 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.