Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Managing a material risk taker (7 Mar 2016 to 1 Oct 2021)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 13 Jul 2022)
- [FCA CF] Significant management (7 Mar 2016 to 13 Jul 2022)
- CF29 Significant management (31 Jan 2012 to 6 Mar 2016)
- CF28 Systems and controls (1 Nov 2007 to 30 Jan 2012)
- CF15 Internal Audit (11 Jan 2007 to 31 Oct 2007)
- CF13 Finance (15 May 2002 to 14 Feb 2003)
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- CF29 Significant management (31 Jan 2012 to 9 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 30 Jan 2012)
- CF15 Internal Audit (11 Jan 2007 to 31 Oct 2007)
- CF1 Director (31 Oct 2004 to 1 Feb 2006)
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- CF28 Systems and controls (20 Jan 2010 to 30 Jan 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.