Derek Sutcliffe

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF21 Investment Adviser (30 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Jul 2004 to 30 Nov 2004)
    • CF7 Sole Trader (AR) (8 Jul 2004 to 19 Dec 2005)
  • Derek Sutcliffe (no longer approved here)

    FRN 401639

    • (1)Employed By (8 Jul 2004 to 30 Nov 2010)
  • Sterling & Law Group Plc (no longer approved here)

    FRN 216784

    • CF21 Investment Adviser (4 Jul 2003 to 10 Nov 2003)
  • Sterling & Law Limited (no longer approved here)

    FRN 184040

    • (3)Employed By (18 Jun 2002 to 31 Jul 2003)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.