Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 27 Jan 2023)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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- Employed By (since 27 Jan 2023)
- Employed By (7 Oct 2009 to 31 Dec 2010)
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- CF30 Customer (7 Oct 2009 to 31 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.