Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MAS (Scotland) Ltd
FRN 461189
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
- [PRA CF] Key function holder (since 24 Mar 2021)
- Director of firm who is not a certification employee or a SMF manager (since 24 Mar 2021)
- [FCA CF] Benchmark submission and administration (since 24 Mar 2021)
- [FCA CF] Client dealing (since 24 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 24 Mar 2021)
- [FCA CF] Significant management (since 24 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF8 Apportionment and Oversight (11 Jan 2007 to 31 Mar 2009)
- CF1 Director (11 Jan 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (11 Jan 2007 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.