Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2023)
- CF30 Customer (1 Sep 2009 to 8 Dec 2019)
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- CF4 Partner (AR) (10 May 2010 to 24 Oct 2023)
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- CF4 Partner (AR) (1 Jun 2005 to 8 Jul 2005)
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- (2)Employed By (20 Sep 2000 to 13 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (2)Employed By at Andrew Smith