Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 10 Dec 2014)
- CF30 Customer (since 10 Dec 2014)
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Monro Financial Management Ltd
FRN 657358
- (1)Employed By (since 3 Dec 2014)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Jul 2021)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 22 Jul 2021)
- CF1 Director (AR) (18 Oct 2017 to 22 Jul 2021)
- CF30 Customer (18 Oct 2017 to 22 Jul 2021)
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- Employed By (22 Jan 2014 to 4 Jul 2014)
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- CF30 Customer (25 Oct 2012 to 4 Jul 2014)
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- CF22 Investment Adviser (Trainee) (31 Aug 2005 to 14 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.