Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 10 Dec 2014)
    • CF30 Customer (since 10 Dec 2014)
    • (1)Employed By (since 3 Dec 2014)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Jul 2021)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 22 Jul 2021)
    • CF1 Director (AR) (18 Oct 2017 to 22 Jul 2021)
    • CF30 Customer (18 Oct 2017 to 22 Jul 2021)
  • Azets Financial Planning Limited (no longer approved here)

    FRN 526955

    • Employed By (22 Jan 2014 to 4 Jul 2014)
  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • CF30 Customer (25 Oct 2012 to 4 Jul 2014)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF22 Investment Adviser (Trainee) (31 Aug 2005 to 14 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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