Derek Patrick Kane

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (7 May 2020 to 7 Apr 2021)
    • [FCA CF] Functions requiring qualifications (7 May 2020 to 7 Apr 2021)
    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (2 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.