Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 14 Oct 2014)
- CF1 Director (4 Jan 2005 to 10 Jun 2014)
- CF10 Compliance Oversight (4 Jan 2005 to 14 Oct 2014)
- CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.