Derek Louis Harris

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chalfont Investment Consultants Limited (no longer approved here)

    FRN 125116

    • [FCA CF] Client dealing (1 Jun 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (1 Jun 2020 to 31 Mar 2021)
  • A & J WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 428590

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2020)
    • CF30 Customer (18 Jun 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.