Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CFS Management Ltd (no longer approved here)

    FRN 171480

    • CF10 Compliance Oversight (1 Mar 2005 to 31 Oct 2005)
    • CF11 Money Laundering Reporting (1 Mar 2005 to 31 Oct 2005)
    • CF21 Investment Adviser (25 Feb 2005 to 31 Oct 2005)
    • CF27 Investment Management (25 Feb 2005 to 31 Oct 2005)
  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF10 Compliance Oversight (2 Jan 2003 to 14 Apr 2004)
    • CF11 Money Laundering Reporting (2 Jan 2003 to 16 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.