Derek Laws

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Capital Partners LLP

    FRN 439327

    • [FCA CF] Client dealing (since 26 Jun 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Algorithmic trading (30 Jul 2024 to 31 Jan 2025)
    • [FCA CF] Client dealing (4 Jan 2022 to 31 Jan 2025)
    • [FCA CF] Manager of certification employee (4 Jan 2022 to 31 Jan 2025)
    • [FCA CF] Material risk taker (4 Jan 2022 to 31 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 May 2007 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (30 Jul 2024 to 31 Jan 2025)
    • [FCA CF] Client dealing (4 Jan 2022 to 31 Jan 2025)
    • [FCA CF] Manager of certification employee (4 Jan 2022 to 31 Jan 2025)
    • [FCA CF] Material risk taker (4 Jan 2022 to 31 Jan 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (24 Sep 2020 to 21 Sep 2021)
    • [FCA CF] Client dealing (24 Jul 2020 to 21 Sep 2021)
    • [FCA CF] Material risk taker (24 Jul 2020 to 21 Sep 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (3 Nov 2004 to 12 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.