Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF29 Significant management (3 Mar 2008 to 4 Jan 2010)
- CF30 Customer (1 Nov 2007 to 7 Jul 2014)
- CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
- CF26 Customer Trading (20 Aug 2007 to 31 Oct 2007)
-
- CF26 Customer Trading (29 Oct 2004 to 14 Mar 2005)
- CF21 Investment Adviser (29 Oct 2004 to 14 Mar 2005)
-
- Employed By (1 Dec 2001 to 1 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.