Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
    • CF26 Customer Trading (3 Sep 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF26 Customer Trading (1 Dec 2001 to 15 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.