Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2024)
- CF30 Customer (1 Nov 2007 to 29 Aug 2014)
- CF26 Customer Trading (15 Jun 2004 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 15 Jun 2004)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2024)
- CF30 Customer (15 Jan 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.