Derek Ashby

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GEMINI WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 458880

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2025)
    • CF30 Customer (21 Sep 2009 to 8 Dec 2019)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 11 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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