Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (4 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Sep 2003 to 4 Mar 2004)
  • Derek Jordan

    FRN 416567

    • Employed By (since 8 Dec 2004)
  • D A Jordan Independent Financial Service (no longer approved here)

    FRN 190647

    • Employed By (1 Dec 2001 to 3 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.