Derek Alan Lawrence

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ABSOLUTE FINANCIAL MANAGEMENT LIMITED (no longer approved here)
FRN 401135
- [FCA CF] Client dealing (9 Dec 2019 to 3 Dec 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Dec 2021)
- CF30 Customer (10 May 2013 to 8 Dec 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (18 Dec 2012 to 4 Mar 2013)
Derek Lawrence (no longer approved here)
FRN 592477
- Employed By (18 Dec 2012 to 4 Mar 2013)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (9 Jun 2010 to 9 Feb 2011)
Quilter Private Client Advisers Limited (no longer approved here)
FRN 227836
- (152)Employed By (10 Jul 2007 to 10 Dec 2012)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (29 Apr 2004 to 20 Jun 2007)
Independent Financial Planning Group Ltd (no longer approved here)
FRN 400436
- (31)Employed By (29 Apr 2004 to 20 Jun 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.