Derek Alan Ayres

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ANDREW BOURNE & CO INDEPENDENT FINANCIAL ADVISERS LIMITED

    FRN 529379

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
    • [FCA CF] Material risk taker (31 Mar 2021 to 18 Nov 2022)
    • CF30 Customer (4 Feb 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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