Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 31 Oct 2016)
- CF29 Significant management (1 Nov 2007 to 4 Nov 2010)
- CF9 EEA Investment Business Oversight (9 Dec 2003 to 5 Aug 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.