Denzil Anthony De Moraes

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Anthony Mackintosh Wealth Management

    FRN 766016

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Sole trader dealing with clients for which they require qualification (since 23 Apr 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Mar 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2017 to 31 Aug 2017)
    • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
    • CF4 Partner (1 Mar 2017 to 31 Aug 2017)
    • Responsible for Insurance Mediation (1 Mar 2017 to 31 Aug 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 23 May 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • Anthony MacKintosh & Associates (no longer approved here)

    FRN 172254

    • Employed By (1 Dec 2001 to 23 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

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