Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (17 Nov 2003 to 30 Sep 2010)
- CF10 Compliance Oversight (17 Nov 2003 to 12 Aug 2004)
- CF11 Money Laundering Reporting (17 Nov 2003 to 2 Sep 2004)
- CF3 Chief Executive (17 Nov 2003 to 30 Sep 2010)
- CF8 Apportionment and Oversight (17 Nov 2003 to 30 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.