Dennis McGuinness

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Joh. Berenberg, Gossler & Co. KG

    FRN 959302

    • [FCA CF] Client dealing (since 11 Oct 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 6 Feb 2023)
    • CF30 Customer (18 Nov 2009 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 7 Oct 2009)
    • CF21 Investment Adviser (28 Feb 2006 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (18 Mar 2002 to 27 Mar 2003)
    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (18 Mar 2002 to 4 Nov 2005)
    • CF26 Customer Trading (2 Dec 2001 to 18 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.