Dennis Abele

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MAKOR SECURITIES LONDON LTD (no longer approved here)
FRN 625054
- [FCA CF] Client dealing (25 Feb 2020 to 26 Nov 2021)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (23 Nov 2015 to 6 Mar 2016)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- CF30 Customer (11 Apr 2013 to 8 Oct 2015)
Goldman Sachs Bank USA (no longer approved here)
FRN 582328
- CF30 Customer (21 Mar 2013 to 8 Oct 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.