Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 18 Jul 2023)
- [FCA CF] Client dealing (since 19 Sep 2016)
-
- [FCA CF] Client dealing (7 Mar 2016 to 27 May 2016)
- CF30 Customer (8 Oct 2013 to 6 Mar 2016)
-
- CF30 Customer (29 Nov 2011 to 6 Aug 2013)
-
- CF30 Customer (29 Nov 2011 to 6 Aug 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.