Denis Vincent Mulholland

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Feb 2026)
    • CF1 Director (AR) (6 Aug 2019 to 11 Feb 2026)
    • CF30 Customer (6 Aug 2019 to 11 Feb 2026)
  • Denis Mulholland Financial Solutions Ltd (no longer approved here)

    FRN 846176

    • Employed By (6 Aug 2019 to 11 Feb 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
    • CF22 Investment Adviser (Trainee) (14 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.