Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2009 to 8 Dec 2019)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF30 Customer (1 Nov 2007 to 26 Nov 2007)
    • CF27 Investment Management (15 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Sep 2004 to 18 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.