Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Williams Investment Management LLP
FRN 403210
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
- CF4 Partner (3 May 2005 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.