Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • SMF7 Group Entity Senior Manager (20 Feb 2023 to 19 Dec 2023)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • Director of firm who is not a certification employee or a SMF manager (20 Jul 2022 to 29 Dec 2023)
  • Societe Generale (no longer approved here)

    FRN 124866

    • SMF19 Head of Overseas Branch/Head of Overseas (9 May 2022 to 3 Aug 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (21 Aug 2019 to 3 Aug 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Aug 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 21 Aug 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Aug 2019)
    • CF29 Significant management (6 Jun 2011 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.