Delmi Davies

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHARLES SCHWAB, U.K., LIMITED (no longer approved here)

    FRN 225116

    • [FCA CF] Significant management (19 Dec 2019 to 6 Dec 2021)
    • CF10a CASS Oversight function (26 Jan 2018 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 26 Oct 2010)
    • CF21 Investment Adviser (27 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.