Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 9 Jan 2019)
    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 1 Feb 2022)
    • Responsibility for MCD Intermediation (9 Jan 2019 to 24 Mar 2023)
    • CF1 Director (9 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jan 2019 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (4 Aug 2017 to 31 Dec 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (4 Aug 2017 to 31 Dec 2018)
  • Lazenbys Financial Services Limited (no longer approved here)

    FRN 592471

    • Employed By (4 Aug 2017 to 31 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.